As an independent financial professional, I’ll take the time to learn about your needs, hopes and concerns, and develop a comprehensive strategy to help you pursue your goals. I offer access to a wide range of financial products and services and can help you build a diversified portfolio of investments.
We want to learn more about your personal situation, identify your dreams and goals, and understand your tolerance for risk. Long-term relationships that encourage open and honest communication have been the cornerstone of my foundation of success. Our mission is to get to know and understand your needs, wants, and long-term goals. We want to help you develop, implement, and monitor a strategy that’s designed to address your individual situation.
From managing debt to saving for college to retirement, these personal finance challenges can be overwhelming. Our commitment is to utilize all of our resources to help you pursue your goals. We believe in thinking “out of the box” and we are not afraid to challenge conventional wisdom in our approach to investing and preserving wealth. All of our energy, commitment, and efforts are focused on you, the client, and your satisfaction.
I’m able to do this with the substantial resources and support of my broker/dealer, LPL Financial:
Financial strength – LPL is a diversified financial services company and the largest independent broker/dealer, supporting thousands of financial professionals nationwide.1
Personalized advice – LPL does not engage in investment banking and has no proprietary products. This allows me to offer you guidance that is thorough and truly independent. LPL also has one of the industry’s largest independent research departments, giving me access to a wide range of strategies that we can consider together.
Account protection – LPL’s SIPC membership provides account protection up to a maximum of $500,000 per customer, of which $250,000 may be claims for cash. For an explanatory brochure, visit www.sipc.org. Additionally, through London Insurers, LPL accounts have additional account protection to cover the net equity of customer accounts up to an overall aggregate firm limit of $575 million, subject to conditions and limitations.2
LPL Financial (Nasdaq: LPLA) was founded on the principle that the firm should work for the advisor, and not the other way around. Today, LPL is a leader in the markets we serve,* supporting nearly 20,000 financial advisors, and approximately 800 institution-based investment programs and 500 independent RIA firms nationwide. We are steadfast in our commitment to the advisor-centered model and the belief that Americans deserve access to personalized guidance from a financial advisor. At LPL, independence means that advisors have the freedom they deserve to choose the business model, services, and technology resources that allow them to run their perfect practice. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors, so they can take care of their clients.
Data as of September 30, 20211 Fortune 500 ranks U.S. companies based on a review of the prior year's total revenue andfactors such as profits after taxes, year-end assets and total stockholders' equity.2 As reported by Financial Planning magazine, June 1996-2021, based on total revenue.3 2020/2021 Kehrer Bielan TPM Survey. Based on financial institution market share.4 Cerulli Associates, 2020 U.S. RIA Marketplace Report
We create strategies that are tailored to your needs and goals.
Years of experience have prepared us to guide you through your life transitions.
Want to learn more about retirement, social security, or estate strategies? We have a wealth of resources.