GrandView and LPL Financial

I’m able to do this with the substantial resources and support of my broker/dealer, LPL Financial:

Financial strength – LPL is a diversified financial services company and the largest independent broker/dealer, supporting thousands of financial professionals nationwide.¹

Personalized advice – LPL does not engage in investment banking and has no proprietary products. This allows me to offer you guidance that is thorough and truly independent. LPL also has one of the industry’s largest independent research departments, giving me access to a wide range of strategies that we can consider together.

Account protection – LPL’s SIPC membership provides account protection up to a maximum of $500,000 per customer, of which $250,000 may be claims for cash. For an explanatory brochure, visit www.sipc.org. Additionally, through London Insurers, LPL accounts have additional account protection to cover the net equity of customer accounts up to an overall aggregate firm limit of $575 million, subject to conditions and limitations.²

LPL Financial (Nasdaq: LPLA) was founded on the principle that the firm should work for the advisor, and not the other way around. Today, LPL is a leader in the markets we serve,* supporting nearly 20,000 financial advisors, and approximately 800 institution-based investment programs and 500 independent RIA firms nationwide. We are steadfast in our commitment to the advisor-centered model and the belief that Americans deserve access to personalized guidance from a financial advisor. At LPL, independence means that advisors have the freedom they deserve to choose the business model, services, and technology resources that allow them to run their perfect practice. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors, so they can take care of their clients.